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- SUPREME COURT OF THE UNITED STATES
- --------
- No. 92-833
- --------
- KEVIN ALBRIGHT, PETITIONER v. ROGER
- OLIVER, etc., et al.
- on writ of certiorari to the united states court
- of appeals for the seventh circuit
- [January 24, 1994]
-
- Justice Souter, concurring in the judgment.
- While I agree with the Court's judgment that petition-
- er has not justified recognition of a substantive due
- process violation in his prosecution without probable
- cause, I reach that result by a route different from that
- of the plurality. The Court has previously rejected the
- proposition that the Constitution's application to a
- general subject (like prosecution) is necessarily ex-
- hausted by protection under particular textual guaran-
- tees addressing specific events within that subject (like
- search and seizure), on a theory that one specific
- constitutional provision can pre-empt a broad field as
- against another more general one. See United States v.
- James Daniel Good Real Property, 510 U. S. ___, ___
- (1993) (slip op., at 5) (-We have rejected the view that
- the applicability of one constitutional amendment pre-
- empts the guarantees of another-); Soldal v. Cook
- County, 506 U. S. ___, ___ (1992) (slip op., at 14)
- (-Certain wrongs affect more than a single right and,
- accordingly, can implicate more than one of the
- Constitution's commands. Where such multiple viola-
- tions are alleged, we are not in the habit of identifying
- as a preliminary matter the claim's `dominant' character.
- Rather, we examine each constitutional provision in
- turn-). It has likewise rejected the view that incorpora-
- tion of the substantive guarantees of the first eight
- amendments of the Constitution defines the limits of due
- process protection, see Adamson v. California, 332 U. S.
- 46, 89-92 (1947) (Black, J., dissenting). The second
- Justice Harlan put it this way:
- -[T]he full scope of the liberty guaranteed by the
- Due Process Clause . . . is not a series of isolated
- points . . . . It is a rational continuum which,
- broadly speaking, includes a freedom from all
- substantial arbitrary impositions and purposeless
- restraints . . . .- Poe v. Ullman, 367 U. S. 497, 543
- (1961) (dissenting opinion).
- We are, nonetheless, required by -[t]he doctrine of
- judicial self-restraint . . . to exercise the utmost care
- whenever we are asked to break new ground in [the]
- field- of substantive due process. Collins v. Harker
- Heights, 503 U. S. ___, ___ (1992) (slip op., at 9). Just
- as the concept of due process does not protect against
- insubstantial impositions on liberty, neither should the
- "rational continuum" be reduced to the mere duplication
- of protections adequately addressed by other constitu-
- tional provisions. Justice Harlan could not infer that
- the due process guarantee was meant to protect against
- insubstantial burdens, and we are not free to infer that
- it was meant to be applied without thereby adding a
- substantial increment to protection otherwise available.
- The importance of recognizing the latter limitation is
- underscored by pragmatic concerns about subjecting
- government actors to two (potentially inconsistent)
- standards for the same conduct and needlessly imposing
- on trial courts the unenviable burden of reconciling well-
- established jurisprudence under the Fourth and Eighth
- Amendments with the ill-defined contours of some novel
- due process right.
- This rule of reserving due process for otherwise
- homeless substantial claims no doubt informs those
- decisions, see Graham v. Connor, 490 U. S. 386 (1989),
- Gerstein v. Pugh, 420 U. S. 103 (1975), and Whitley v.
- Albers, 475 U. S. 312, 327 (1986), in which the Court
- has resisted against relying on the Due Process Clause
- when doing so would have duplicated protection that a
- more specific constitutional provision already bestowed.
- This case calls for just such restraint, in presenting no
- substantial burden on liberty beyond what the Fourth
- Amendment is generally thought to redress already.
- In framing his claim of infringement of a liberty
- interest in freedom from the initiation of a baseless
- prosecution, petitioner has chosen to disclaim any
- reliance on the Fourth Amendment seizure that followed
- when he surrendered himself into police custody.
- Petitioner has failed, however, to allege any substantial
- injury that is attributable to the former event, but not
- the latter. His complaint presents an extensive list of
- damages: limitations on his liberty, freedom of associa-
- tion, and freedom of movement by virtue of the terms of
- his bond; financial expense of his legal defense; reputa-
- tional harm among members of the community; inability
- to transact business or obtain employment in his local
- area, necessitating relocation to St. Louis; inability to
- secure credit; and personal pain and suffering. See App.
- to Pet. for Cert. 49a-50a. None of these injuries,
- however, is alleged to have followed from the issuance
- of the formal instrument of prosecution, as distinct from
- the ensuing assertion of custody. Thus, petitioner has
- not shown a substantial deprivation of liberty from the
- mere initiation of prosecution.
- The significance of this failure follows from the
- recognition that none of petitioner's alleged injuries has
- been treated by the Courts of Appeals as beyond the
- ambit of compensability under the general rule of 42
- U. S. C. 1983 liability for a seizure unlawful under
- Fourth Amendment standards, see Tennessee v. Garner,
- 471 U. S. 1 (1985) (affirming 1983 liability based on
- Fourth Amendment violation); Brower v. County of Inyo,
- 489 U. S. 593, 599 (1989) (unreasonable seizure in
- violation of the Fourth Amendment gives rise to 1983
- liability). On the contrary, the Courts of Appeals have
- held that injuries like those petitioner alleges are
- cognizable in 1983 claims founded upon arrests that
- are bad under the Fourth Amendment. See, e.g., Hale
- v. Fish, 899 F. 2d 390, 403-404 (CA5 1990) (affirming
- award of damages for mental anguish, harm to reputa-
- tion, and legal fees for defense); B. C. R. Transport Co.,
- Inc. v. Fontaine, 727 F. 2d 7, 12 (CA1 1984) (affirming
- award of damages for destruction of business due to
- publicity surrounding illegal search); Sims v. Mulcahy,
- 902 F. 2d 524, 532-533 (CA7 1990) (approving damages
- for pain, suffering, and mental anguish in the context of
- a challenge to jury instructions); Sevigny v. Dicksey, 846
- F. 2d 953, 959 (CA4 1988) (affirming damages for
- extreme emotional distress); Dennis v. Warren, 779 F. 2d
- 245, 248-249 (CA5 1985) (affirming award of damages
- for pain, suffering, humiliation, and embarrassment);
- Konczak v. Tyrrell, 603 F. 2d 13, 17 (CA7 1979) (affirm-
- ing damages for lost wages, mental distress, humiliation,
- loss of reputation, and general pain and suffering).
- Indeed, it is not surprising that rules of recovery for
- such harms have naturally coalesced under the Fourth
- Amendment, since the injuries usually occur only after
- an arrest or other Fourth Amendment seizure, an event
- that normally follows promptly (3 days in this case)
- upon the formality of filing an indictment, information,
- or complaint. There is no restraint on movement until
- a seizure occurs or bond terms are imposed. Damage to
- reputation and all of its attendant harms also tend to
- show up after arrest. The defendant's mental anguish
- (whether premised on reputational harm, burden of
- defending, incarceration, or some other consequence of
- prosecution) customarily will not arise before an arrest,
- or at least before the notification that an arrest warrant
- has been issued informs him of the charges.
- There may indeed be exceptional cases where some
- quantum of harm occurs in the interim period after
- groundless criminal charges are filed but before any
- Fourth Amendment seizure. Whether any such unusual
- case may reveal a substantial deprivation of liberty, and
- so justify a court in resting compensation on a want of
- government power or a limitation of it independent of
- the Fourth Amendment, are issues to be faced only
- when they arise. They do not arise in this case and I
- accordingly concur in the judgment of the Court.
-